ISO/DIS 14001最新标准

© ISO 2003 – All rights reserved
Document type: International Standard
Document subtype:
Document stage: (30) Committee
Document language: E
N:\c_m\S-\ISO\TC 207\TC207SC1\WG1\N-docs\100-199\WG1n174 DIS 14001.docN:\c_m\S-\ISO\TC
207\TC207SC1\N docs\300-399\1n384 DIS 14001.doc STD Version 2.1b
ISO TC 207/SC 1 N 38451
Date: 2003-07-09 2003-01-23
ISO/DIS 14001
ISO TC 207/SC 1/WG 1
Secretariat: BSI
Environmental management systems — Requirements with guidance for
use
Systèmes de management environnemental — Exigences et lignes directrices pour son utilisation
Warning
This document is not an ISO International Standard. It is distributed for review and comment. It is subject to
change without notice and may not be referred to as an International Standard.
Recipients of this draft are invited to submit, with their comments, notification of any relevant patent rights of
which they are aware and to provide supporting documentation.
Warning
This document is not an ISO International Standard. It is distributed for review and comment. It is subject to
change without notice and may not be referred to as an International Standard.
Recipients of this draft are invited to submit, with their comments, notification of any relevant patent rights of
which they are aware and to provide supporting documentation.

ISO/CD 14001.2
ii © ISO 2003 – All rights reserved
Copyright notice
This ISO document is a working draft or committee draft and is copyright-protected by ISO. While the
reproduction of working drafts or committee drafts in any form for use by participants in the ISO standards
development process is permitted without prior permission from ISO, neither this document nor any extract
from it may be reproduced, stored or transmitted in any form for any other purpose without prior written
permission from ISO.
Requests for permission to reproduce this document for the purpose of selling it should be addressed as
shown below or to ISO's member body in the country of the requester:

Reproduction for sales purposes may be subject to royalty payments or a licensing agreement.
Violators may be prosecuted.

ISO/CD 14001.2
. ISO 2003 – All rights reserved iii
Contents Page
Foreword .................................................................................................................................................... vi
Introduction............................................................................................................................................... vii
1 Scope .............................................................................................................................................. 1
2 Normative references ...................................................................................................................... 1
3 Terms and definitions..................................................................................................................... 2
4 Environmental management system requirements ....................................................................... 4
4.1 General requirements..................................................................................................................... 4
4.2 Environmental policy....................................................................................................................... 4
4.3 Planning.......................................................................................................................................... 4
4.3.1 Environmental aspects.................................................................................................................... 4
4.3.2 Legal and other environmental requirements.................................................................................. 5
4.3.3 Objectives, targets and programme(s) ........................................................................................... 5
4.4 Implementation and operation........................................................................................................ 5
4.4.1 Resources, roles, responsibility and authority .............................................................................. 5
4.4.2 Competence, training and awareness ............................................................................................ 6
4.4.3 Communication ............................................................................................................................... 6
4.4.4 Documentation ............................................................................................................................... 6
4.4.5 Control of documents...................................................................................................................... 7
4.4.6 Operational control......................................................................................................................... 7
4.4.7 Emergency preparedness and response........................................................................................ 7
4.5 Checking and corrective action ...................................................................................................... 8
4.5.1 Monitoring and measurement ......................................................................................................... 8
4.5.2 Evaluation of compliance............................................................................................................... 8
4.5.3 Nonconformity, corrective and preventive actions........................................................................ 8
4.5.4 Records........................................................................................................................................... 8
4.5.5 Internal audit................................................................................................................................... 9
4.6 Management review......................................................................................................................... 9
Annex A (informative) Guidance on the use of the standard.................................................................... 11
A.1 General requirements................................................................................................................... 11
A.2 Environmental policy..................................................................................................................... 13
A.3 Planning........................................................................................................................................ 13
A.3.1 Environmental aspects.................................................................................................................. 13
A.3.2 Legal and other environmental requirements .............................................................................. 15
A.3.3 Objectives, targets and programmes............................................................................................ 15
A.4 Implementation and operation...................................................................................................... 16
A.4.1 Resources, roles, responsibility and authority ............................................................................ 16
A.4.2 Competence, training and awareness .......................................................................................... 16
A.4.3 Communication ............................................................................................................................. 17
A.4.4 Documentation .............................................................................................................................. 17
A.4.5 Document control .......................................................................................................................... 18
A.4.6 Operational control........................................................................................................................ 18
A.4.7 Emergency preparedness and response...................................................................................... 18
A.5 Checking and corrective action .................................................................................................... 19
A.5.1 Monitoring and measurement ....................................................................................................... 19
A.5.2 Evaluation of compliance.............................................................................................................. 19
A.5.3 Nonconformity and preventive and corrective action.................................................................. 19
A.5.4 Records......................................................................................................................................... 19
A.5.5 Internal environmental management system audit...................................................................... 20
A.6 Management review....................................................................................................................... 20

ISO/CD 14001.2
iv © ISO 2003 – All rights reserved
Annex B (informative) Links between ISO 14001:200x and ISO 9001:2000...............................................22
5 Environmental management system requirements (title only).....................................................22
6 Quality management system .........................................................................................................22
7 (title only).......................................................................................................................................22
8 Planning (title only) ........................................................................................................................22
9 Planning (title only) ........................................................................................................................22
10 Implementation and operation (title only) .....................................................................................22
11 Product realization (title only)........................................................................................................22
12 Documentation requirements............................................................................................................23
13 Checking and corrective action (title only) ...................................................................................24
14 Measurement, analysis and improvement (title only) ...................................................................24
15 Management review .......................................................................................................................24
16 Management review (title only)......................................................................................................24
Bibliography...............................................................................................................................................30
Foreword......................................................................................................................................................v
Introduction.................................................................................................................................................vi
1 Scope...............................................................................................................................................1
2 Normative references......................................................................................................................1
3 Terms and definitions ......................................................................................................................2
4 Environmental management system requirements........................................................................4
4.1 General requirements......................................................................................................................4
4.2 Environmental policy .......................................................................................................................4
4.3 Planning...........................................................................................................................................4
4.3.1 Environmental aspects ....................................................................................................................4
4.3.2 Legal and other requirements..........................................................................................................5
4.3.3 Objectives, targets and programme(s)............................................................................................5
4.4 Implementation and operation.........................................................................................................5
4.4.1 Resources, roles, responsibility and authority...............................................................................5
4.4.2 Competence, training and awareness.............................................................................................6
4.4.3 Communication ...............................................................................................................................6
4.4.4 Documentation ................................................................................................................................6
4.4.5 Document control............................................................................................................................7
4.4.6 Operational control ..........................................................................................................................7
4.4.7 Emergency preparedness and response ........................................................................................7
4.5 Checking and corrective action.......................................................................................................8
4.5.1 Monitoring and measurement..........................................................................................................8
4.5.2 Evaluation of legal compliance........................................................................................................8
4.5.3 Nonconformity and preventive and corrective action ....................................................................8
4.5.4 Records............................................................................................................................................8
4.5.5 Internal environmental management system audit.........................................................................9
4.6 Management review .........................................................................................................................9
Annex A (informative) Guidance on the use of the standard ....................................................................11
A.1 General requirements....................................................................................................................11
A.2 Environmental policy .....................................................................................................................13
A.3 Planning.........................................................................................................................................13
A.3.1 Environmental aspects ..................................................................................................................13
A.3.2 Legal and other requirements........................................................................................................15
A.3.3 Objectives, targets and programmes ............................................................................................15
A.4 Implementation and operation.......................................................................................................16
A.4.1 Resources, roles, responsibility and authority.............................................................................16

ISO/CD 14001.2
© ISO 2003 – All rights reserved v
A.4.2 Competence, training and awareness .......................................................................................... 16
A.4.3 Communication ............................................................................................................................. 17
A.4.4 Documentation .............................................................................................................................. 17
A.4.5 Document control .......................................................................................................................... 18
A.4.6 Operational control........................................................................................................................ 18
A.4.7 Emergency preparedness and response...................................................................................... 18
A.5 Checking and corrective action .................................................................................................... 19
A.5.1 Monitoring and measurement ....................................................................................................... 19
A.5.2 Evaluation of legal compliance..................................................................................................... 19
A.5.3 Nonconformity and preventive and corrective action.................................................................. 19
A.5.4 Records......................................................................................................................................... 19
A.5.5 Internal environmental management system audit...................................................................... 20
A.6 Management review....................................................................................................................... 20
Annex B (informative) Links between ISO 14001:200x and ISO 9001:2000.............................................. 22
Bibliography.............................................................................................................................................. 30